Terms of Service & Legal Disclosures
Last Updated: November 2023
IMPORTANT NOTICE
THIS AGREEMENT CONTAINS IMPORTANT INFORMATION REGARDING YOUR LEGAL RIGHTS, REMEDIES, AND OBLIGATIONS. PLEASE READ IT CAREFULLY. BY ACCESSING OR USING Alpha Optimus'S SERVICES, YOU AGREE TO BE LEGALLY BOUND BY THESE TERMS AND ALL RELATED POLICIES.
1. Definitions and Interpretation
In these Terms of Service ("Terms"), unless the context requires otherwise:
- "FTSE," "we," "us," or "our" refers to Alpha Optimus, Inc., a Delaware corporation (NYSE: FTSE), its subsidiaries, affiliates, officers, employees, agents, and contractors
- "Platform" means all FTSE websites, applications, services, tools, and features
- "User," "you," or "your" means any person or entity accessing or using the Platform
- "Content" means any information, data, text, software, music, sound, photographs, graphics, video, messages, or other materials
- "Securities" means any tradable financial asset including but not limited to stocks, bonds, ETFs, options, futures, and derivatives
2. Regulatory Compliance
2.1 SEC Registration and Compliance
FTSE is registered with the U.S. Securities and Exchange Commission (SEC) as a Registered Investment Adviser (RIA) under the Investment Advisers Act of 1940. We maintain compliance with all applicable federal securities laws and regulations.
2.2 FINRA Membership
FTSE is a member of the Financial Industry Regulatory Authority (FINRA) and Securities Investor Protection Corporation (SIPC). All securities-related activities are conducted through our broker-dealer subsidiary, properly registered with FINRA.
2.3 Regulatory Disclosures
As required by regulatory authorities, we disclose that:
- Past performance is not indicative of future results
- Investment in securities involves substantial risk of loss
- Our AI-powered analytics and predictions are supplementary tools and should not be the sole basis for investment decisions
3. Services and Platform Access
3.1 Service Description
FTSE provides AI-powered financial research, market intelligence, and analytics tools. Our services include:
- Market analysis and trend prediction
- Risk assessment and portfolio analytics
- Real-time market data and news analysis
- Custom research reports and insights
- API access to our analytics platform
3.2 Access Restrictions
Platform access is restricted to:
- Persons over 18 years of age
- Residents of jurisdictions where our services are permitted
- Qualified investors as defined by applicable securities laws
- Users who maintain compliance with these Terms
4. User Obligations and Representations
4.1 Account Requirements
Users must:
- Provide accurate, current, and complete registration information
- Maintain and promptly update registration data
- Maintain account security and confidentiality
- Notify us immediately of any unauthorized access
- Comply with all applicable laws and regulations
4.2 Prohibited Activities
Users shall not:
- Engage in market manipulation or fraudulent activities
- Use the Platform for insider trading or other illegal securities transactions
- Attempt to reverse engineer or decrypt our algorithms
- Share access credentials or redistribute Platform data
- Interfere with Platform operations or other users' access
5. Financial Disclaimers and Risk Warnings
5.1 Investment Risks
ALL INVESTMENTS CARRY RISK. Users acknowledge that:
- Investments may lose value, including possible loss of entire principal
- Market conditions can change rapidly and unpredictably
- Past performance does not guarantee future results
- AI predictions and analytics are probabilistic and not guaranteed
- Different investment types carry different levels of risk
5.2 Not Financial Advice
FTSE DOES NOT PROVIDE PERSONALIZED INVESTMENT ADVICE. Our Platform:
- Provides general information and analytics only
- Should not be the sole basis for investment decisions
- Is not tailored to individual financial situations
- Does not consider personal investment objectives
6. Intellectual Property Rights
6.1 Ownership
All Platform content and technology, including but not limited to:
- AI algorithms and models
- Analytics methodologies
- User interface and design
- Data compilations and reports
- Software code and documentation
are owned exclusively by FTSE and protected by U.S. and international intellectual property laws.
6.2 Limited License
Users receive a limited, non-exclusive, non-transferable license to access the Platform for personal or internal business use, subject to these Terms.
7. Data Privacy and Security
7.1 Data Collection
We collect and process data in accordance with our Privacy Policy and applicable regulations, including:
- Personal identification information
- Financial and investment data
- Platform usage statistics
- Device and network information
7.2 Security Measures
We implement industry-standard security measures including:
- End-to-end encryption
- Multi-factor authentication
- Regular security audits
- Data backup and recovery protocols
8. Limitation of Liability
8.1 Disclaimer of Warranties
THE PLATFORM IS PROVIDED "AS IS" AND "AS AVAILABLE" WITHOUT WARRANTIES OF ANY KIND, WHETHER EXPRESS OR IMPLIED.
8.2 Limitation of Damages
TO THE MAXIMUM EXTENT PERMITTED BY LAW, FTSE SHALL NOT BE LIABLE FOR:
- Any direct, indirect, incidental, special, or consequential damages
- Lost profits or investment losses
- Data loss or system failures
- Service interruptions or delays
- Third-party claims
9. Indemnification
Users agree to indemnify, defend, and hold harmless FTSE from any claims, damages, or expenses arising from:
- Violation of these Terms
- Improper use of the Platform
- Violation of any laws or regulations
- Infringement of third-party rights
10. Term and Termination
10.1 Duration
These Terms remain in effect until terminated by either party.
10.2 Termination Rights
FTSE may terminate or suspend access:
- Immediately for Terms violations
- For regulatory compliance reasons
- To protect Platform integrity
- At our sole discretion
11. Dispute Resolution
11.1 Governing Law
These Terms are governed by and construed in accordance with the laws of the State of Delaware, without regard to its conflict of law principles.
11.2 Arbitration Agreement
Any dispute arising from these Terms shall be resolved through binding arbitration conducted by the American Arbitration Association in Delaware.
12. Changes to Terms
FTSE reserves the right to modify these Terms at any time. Users will be notified of material changes through:
- Platform notifications
- Email communications
- Website announcements
13. Regulatory Filings and Reports
Our SEC filings, including Form ADV, annual reports, and other disclosures, are available at:
- SEC's EDGAR database
- Our investor relations website
- Upon written request to our compliance department
14. Contact Information
For legal inquiries:
Alpha Optimus, Inc.
Legal Department
1234 Wall Street
New York, NY 10005
legal@fintrade-sherpa.com
Tel: (555) 123-4567
2023 Alpha Optimus, Inc. All rights reserved. Alpha Optimus is a registered trademark. NYSE: FTSE